financial services

Compliance Exchange

Website of the Compliance Exchange which acts as an "online research facility for compliance officers and other professionals engaged in the business of managing investments". The site provides news and links to UK financial services information along with links to the investment and securities regulators and to stock exchanges, financial services associations around the world. An online rulebook offers links to the relevant documents covering UK financial services regulations and rules.

Compliance Online

Compliance Online is a subscription website providing information on banking, insurance, governance, financial crime and international affairs. The site includes news, comment and analysis and in-depth articles. Links are given to FSA (Financial Services Authority) papers, consultation documents and policy statements. The compliance timeline gives details of and links to UK, EU and international legal and regulatory documents covering each subject.

Anguilla Financial Services Legislation

Collection of legislation relating to the regulation of financial services in Anguilla, a British dependent territory in the Caribbean, provided online by the Anguilla Financial Services Commission. Includes acts and regulations relating to the Financial Services Commission, the Anguilla Utility Token Offering and Utility Tokens Exchange, money laundering, banking, trusts, companies, insurance, mutual funds and non-profit organisations. 

British Virgin Islands Financial Services Commission

The British Virgin Islands Financial Services Commission (BVI-FSC) is a regulatory authority. Its website lists regulated entities and provides policy information and guidance, details of the international sanctions regime and information about countering money laundering and terrorist financing. There is a collection of BVI legislation on money laundering, corporate structures, insolvency, insurance, trusts, virtual assets and other matters. Enforcement notices are available, together with forms, annual reports and other material.

Bank Negara Malaysia: Legislation

This section of the Central Bank of Malaysia's website provides Malaysian banking legislation. The available legislation includes the Central Bank of Malaysia Act 2009, the Financial Services Act 2013, the Islamic Financial Services Act 2013, the Insurance Act 1996 and the Currency Act 2020. The site also provides standards and guidelines and circulars covering banking, Islamic banking, payment systems, insurance and takaful, money services business and other topics. 

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