securities

Securities Commission Malaysia

The Securities Commission is a statutory body with investigative and enforcement powers and a range of regulatory functions based around protecting the investor and encouraging and promoting the development of the securities and derivatives market in Malaysia. This is its official website and contains an overview of the Securities Commission and its work, details of relevant legislation and guidelines, information on capital market licencing, capital market data and statistics, press releases and careers information. It can be viewed in Bahasa Melayu as well as English.

Doing business: law library

Gateway to business laws and regulations from all over the world, compiled by the World Bank’s Doing Business project. Gives links to official sources as far as possible, and many of the texts are in English translation. Can be browsed by country or region. The areas of law covered are: banking, bankruptcy, civil codes, civil procedure, commercial and company law, constitutional law, employment law, land and building law, privacy, securities, tax and trade.

Eastern Caribbean Securities Regulatory Commission

The Eastern Caribbean Securities Regulatory Commission (ECSRC) is the regulatory body for the Eastern Caribbean Securities Market. It regulates securities dealing in Anguilla, Antigua and Barbuda, Dominica, Grenada, Montserrat, St Kitts and Nevis, St Lucia, and St Vincent and The Grenadines. The ECSRC website provides the organisation’s laws and regulations, including the Eastern Caribbean Securities Act 2001.

International Organization of Securities Commissions

Website of the International Organization of Securities Commissions (IOSCO), which oversees the supervision of financial services industries around the world. The site describes the structure of the organization and its work and makes available IOSCO policy documents, press releases, speeches, annual reports and other materials. It also provides a directory of national authorities which are members of IOSCO.

SECLaw.com

An online guide to securities law in the United States aiming to provide the "Internet community" with information "regarding the law as it relates to the United States financial markets, and those who participate in those markets - stock brokers and investors". The site contains selected reports published by the US Securities and Exchange Commission and features headlines and current new items from the SEC. SECLaw was developed by Mark J. Astarita, partner in a US law firm specialising in securities law.

Securities Class Action Clearinghouse

The Securities Class Action Clearinghouse website is produced by Stanford Law School in association with Cornerstone Research, a business litigation consultancy. The site provides "detailed information relating to the prosecution, defense, and settlement of federal class action securities fraud litigation". There is an index of filings presented with case summaries which can be browsed chronologically or by company name. Decisions are arranged alphabetically by company.

Anti-money Laundering Efforts in the Securities Industry

Report on investigations into anti money laundering efforts in the United States securities industry, carried out by the US General Accounting Office (GAO) and published on their website. The GAO is a non-partisan agency within the legislative branch of the US government, established by the Budget and Accounting Act of 1921 with a remit to independently audit government agencies.

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